Support the Group Designated Compliance Officer for AML/CFT, the Head of Group Financial Crime Compliance to carry out functions related to Kenanga Group’s compliance to Anti-Money Laundering, Countering of Financing Terrorism and Targeted Financial Sanctions (“AML/CFT/TFS”) laws and regulations.
This would involve the following:
Assist to implement effective frameworks, policy and procedures, measures and controls to manage and supervise the functions related to surveillance including management of Law Enforcement Agencies for Kenanga Group’s compliance to AML/CFT/TFS laws and regulations.
Assist in the coordination of the implementation of the Group AML/CFT Policy & Procedure for Kenanga Group while ensuring consistency and effectiveness within Kenanga Group.
Any other additional assignment by the Head Group Financial Crime Compliance from time to time.
Assist the other Team of Group Financial Crime Compliance in any task whenever required.

Key Responsibilities:

Effective AML/CFT Transaction Monitoring: Assist in monitoring of clients’ transactions and detection of suspicious transactions.
Effective management of Production Orders and LEA Requests: Management of Production Orders & LEA Requests.
Reporting of suspicious transactions and cash threshold reporting: Preparation and submission of STRs and the grounds of suspicion and submission of CTRs.
Effective AML/CFT Compliance Program Monitoring:

Assist in carrying out adhoc / compliance reviews using the AML/CFT Compliance Programs for effective monitoring of Kenanga Group’s compliance with the Group AML/CFT Policy and Procedure
Assist to ensure effectiveness and timeliness of review
Follow up on the rectification of any issues or non-adherences detected during the compliance reviews.

Assist in the implementation of process enhancements related to transaction monitoring and Production Orders where required
Assist to ensure achievement of an uptodate and comprehensive AML/CFT framework within Kenanga Group

Assist to ensure adhoc projects are completed timely and efficiently
Assist to ensure internal and statutory requirements are fulfilled comprehensively.

Job Requirements

Minimum of two (2) years working experience
Professional /Honors/Degree in relevant disciplines preferably Law/Accountancy/Business/Banking/IT-related

Kenanga Investment Bank