Full Time Capital Market - Regulatory Reporting Jobs, Salary up to MYR 12,000 in Pride Global Federal Territory - Maukerja

Regulatory Reporting – RR

Location : Kuala Lumpur

Salary : 15-20% increment from current salary (Open Budget)

Employment type : Full time employment

Open for : Local/PR

Job Summary*

Regulatory Operations Department is responsible for regulatory reporting to multiple jurisdictions i.e. CFTC, SEC, ESMA, FCA, MiFID, SFTR, HKMA, ASICS and MAS. Your primary responsibility will be:

• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies and spikes to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Ensure all reports are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Produce relevant management information reports for management review

Responsibilities*

• All aspects of tasks related to prevention, detection, assurance of Regulatory reporting function.
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Assign ADOs to each trades having recon exceptions
• Ensure all MIs are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Timely responses to external & internal queries.
• Ensure adherence to Process Documents including regular up-dation and execution of the same.
• Ensure robust control framework is enriched and followed by RegOps team.
• Deliver assigned tasks in a complete, accurate and timely manner
• Extract reports from the trade repository (DTCC/Unavista/MDP) for BAU consumption.

Actively participate in group Projects/changes

Tools & Systems Knowledge

• DTCC / UnaVista
• Trade Repositories (TR)
• Excel (Advanced)
• Market Data Platforms (MDP)
• ADO / Jira (issue tracking tools)

Regulatory Knowledge

• CFTC / SEC (US)
• MiFID II / EMIR / SFTR (Europe)
• FCA / MAS / ASIC (global regulators)

Pay: RM7,500.00 - RM12,000.00 per month

Experience:

• Regulatory Reporting: 5 years (Preferred)
• Transaction Reporting: 5 years (Preferred)
• Trade Reporting: 5 years (Preferred)

Work Location: In person