- Kuala Lumpur Federal Territory Malaysia
Full Time Assistant Manager, Regulatory Compliance (Capital Markets) Jobs, in Randstad Malaysia Federal Territory - Maukerja
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Job Description
Responsibilities
Responsibilities
- Assist in updating and implementing the Compliance Manual, AML protocols, and Anti-Bribery policies to stay current with changing laws.
- Monitor unit trust funds and private mandates to ensure strict adherence to internal policies and client requirements.
- Investigate suspicious customer activities and handle the reporting process for financial intelligence units.
- Manage the submission of required reports and ensure that all corporate and professional licenses are renewed within mandatory timeframes.
- Evaluate all marketing and promotional materials to ensure they meet legal standards.
- Provide regular briefings and training sessions to employees regarding updates to internal procedures and external regulations.
- Ensure the organization meets global standards, including FATCA, Common Reporting Standards (CRS), and other international investment principles.
- A relevant Diploma, Degree, or Professional qualification supported by 3 to 5 years of experience in banking or capital markets.
- A strong understanding of rules regarding anti-money laundering, counter-terrorism financing, and proliferation financing.
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