- Outram Central Region (Singapore) Singapore
Full Time Compliance Officer Jobs, Salary up to SGD 6,000 in TRADITION SINGAPORE PTE. LTD. Central Region (Singapore) - Maukerja
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Job Description
Responsibilities
About Tradition
Tradition is one of the world’s largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at *************
About the Role
Join our Singapore team as a Compliance Officer and gain broad, hands-on exposure to compliance within the fast-paced world of interdealer broking and financial markets.
Reporting to the Singapore Compliance Manager and working closely with our APAC Compliance team, you will play an important role in helping the business navigate regulatory requirements, manage compliance risks and maintain the highest standards of integrity and governance.
This is an excellent opportunity for candidates who are looking to build a well-rounded career in financial markets compliance. You will work across a diverse range of areas, including AML/CFT, trade and communication surveillance, regulatory reporting, licensing, governance and risk management, while partnering closely with both front-office and support teams.
What You’ll Do
Support day-to-day compliance activities
, including client, counterparty and vendor due diligence, trade and communication surveillance, employee compliance monitoring, regulatory reporting and responding to compliance-related queries.
Monitor regulatory developments
and assess their potential impact on the business, escalating key issues and supporting the implementation of any required changes.
Work with regulators, exchanges and affiliated companies
on compliance-related matters, gaining valuable exposure to the broader regulatory landscape.
Deliver engaging compliance training
to employees, including onboarding sessions for new joiners and periodic refresher training.
Contribute to annual compliance risk assessments
, maintain robust control documentation and help ensure policies and procedures remain current and effective.
Partner with front-office and support teams
to provide practical compliance guidance and promote a strong, proactive culture of compliance across the business.
Take ownership of assigned compliance projects and contribute to continuous improvements in our compliance framework and processes.
What You’ll Bring
A
degree or equivalent qualification
in Business, Finance, Law, Accounting or a related discipline.
1–3 years of relevant experience
, ideally within financial services, compliance or a related function.
Previous experience with an
interdealer broker, futures company, bank, trading house or other financial institution
would be advantageous.
Good working knowledge of
Microsoft Office applications
.
Strong
communication and interpersonal skills
, with the ability to work effectively with colleagues across different functions.
A collaborative
team player
who is also comfortable taking ownership and working independently.
A proactive, analytical and detail-oriented approach, with the confidence to
ask questions, identify issues and follow matters through to resolution
.
Why Join Us?
Broad exposure:
Develop experience across multiple areas of financial markets compliance rather than being limited to a specialist function.
Regional collaboration:
Work closely with colleagues across the
APAC Compliance team
and gain exposure to a wider regulatory environment.
Meaningful impact:
Be a trusted compliance partner to the business and help shape a strong culture of risk awareness and integrity.
Career development:
Build a strong foundation for a long-term career in financial services compliance through hands-on experience and varied responsibilities.
Dynamic environment:
Work in a fast-moving financial markets business where your judgement, initiative and attention to detail make a real difference.
TRADITION SINGAPORE PTE. LTD.
Tradition is one of the world’s largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at *************
About the Role
Join our Singapore team as a Compliance Officer and gain broad, hands-on exposure to compliance within the fast-paced world of interdealer broking and financial markets.
Reporting to the Singapore Compliance Manager and working closely with our APAC Compliance team, you will play an important role in helping the business navigate regulatory requirements, manage compliance risks and maintain the highest standards of integrity and governance.
This is an excellent opportunity for candidates who are looking to build a well-rounded career in financial markets compliance. You will work across a diverse range of areas, including AML/CFT, trade and communication surveillance, regulatory reporting, licensing, governance and risk management, while partnering closely with both front-office and support teams.
What You’ll Do
Support day-to-day compliance activities
, including client, counterparty and vendor due diligence, trade and communication surveillance, employee compliance monitoring, regulatory reporting and responding to compliance-related queries.
Monitor regulatory developments
and assess their potential impact on the business, escalating key issues and supporting the implementation of any required changes.
Work with regulators, exchanges and affiliated companies
on compliance-related matters, gaining valuable exposure to the broader regulatory landscape.
Deliver engaging compliance training
to employees, including onboarding sessions for new joiners and periodic refresher training.
Contribute to annual compliance risk assessments
, maintain robust control documentation and help ensure policies and procedures remain current and effective.
Partner with front-office and support teams
to provide practical compliance guidance and promote a strong, proactive culture of compliance across the business.
Take ownership of assigned compliance projects and contribute to continuous improvements in our compliance framework and processes.
What You’ll Bring
A
degree or equivalent qualification
in Business, Finance, Law, Accounting or a related discipline.
1–3 years of relevant experience
, ideally within financial services, compliance or a related function.
Previous experience with an
interdealer broker, futures company, bank, trading house or other financial institution
would be advantageous.
Good working knowledge of
Microsoft Office applications
.
Strong
communication and interpersonal skills
, with the ability to work effectively with colleagues across different functions.
A collaborative
team player
who is also comfortable taking ownership and working independently.
A proactive, analytical and detail-oriented approach, with the confidence to
ask questions, identify issues and follow matters through to resolution
.
Why Join Us?
Broad exposure:
Develop experience across multiple areas of financial markets compliance rather than being limited to a specialist function.
Regional collaboration:
Work closely with colleagues across the
APAC Compliance team
and gain exposure to a wider regulatory environment.
Meaningful impact:
Be a trusted compliance partner to the business and help shape a strong culture of risk awareness and integrity.
Career development:
Build a strong foundation for a long-term career in financial services compliance through hands-on experience and varied responsibilities.
Dynamic environment:
Work in a fast-moving financial markets business where your judgement, initiative and attention to detail make a real difference.
TRADITION SINGAPORE PTE. LTD.
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