jobs in RHB Banking Group

Full Time Senior Specialist, Compliance Review Team 1 Jobs, in RHB Banking Group Federal Territory - Maukerja

Senior Specialist, Compliance Review Team 1

RHB Banking Group

Full Time

KL City, Federal Territory

Share
Save

Working Location

  • Kuala Lumpur Federal Territory Malaysia

Job Description

Responsibilities

  • Perform and initiate annual compliance review plan, taking into consideration of the following:
  • Approximately 208 branches nationwide
  • Health checks for business/functional areas across the bank
  • Gap assessments on new and/or revised regulatory requirements
  • Forward-looking, current or emerging risk relating to regulations across all sectors
  • New regulations that have been issued and/or updated by the regulators and fully implemented by the Bank within the past year
  • Past incidences / non-compliances
  • Always keep abreast with the latest regulatory updates, trends and best practices.
  • Collaborate with management to appropriately evaluate and investigate compliance issues/concerns identified during the review.
  • Conduct exit meetings with management to articulate any compliance issues/concerns.
  • Work closely with BCOs/BRCOs and the management to develop/implement corrective action plans for resolution of compliance issues/concerns.
  • Monitor the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any ad-hoc activities/requests from the regulators.
  • Ensure reporting of non-compliances or potential non-compliances are documented and reported to Board and Management.
  • Provide reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues/concerns.
  • Responsible for management of team members within the team, facilitating workflow and capacity management at team-level. Coach those within their team and help them to develop their careers. Resolve escalated issues raised by the team members.

Important Information

Never provide your bank or credit card details when applying for jobs. Do not transfer any money or complete unrelated online surveys. If you see something suspicious, Report this Job ad.

Learn More