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Compliance Jobs in Federal Territory - October 2026 - Urgent Hiring
Showing 15 jobs results for
"compliance"
in Federal Territory
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Undisclosed
KL City
- Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.
- Under the stewardship of the Head of Compliance Testing, Europe or Senior Associate Directors within the team: o Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).
- Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews; ...
Posted
19 days ago
Undisclosed
KL City
- Assessing the adequacy of, adherence to, and the effectiveness of the day-to-day controls to manage regulatory compliance risk; and
- Providing an opinion on the effectiveness of the Regulatory Compliance Management (RCM) controls in achieving compliance with applicable regulatory requirements.
- Support development and execute the Compliance Monitoring Plan, including continuous improvements, enhancements, and efficiencies. ...
Posted
19 days ago
Undisclosed
KL City
- Job Description
- The Director, Compliance Hub Manager & Head of CATO, Malaysia is responsible for effectively controlling and managing the Compliance Shared Services teams within Malaysia. As part of this, the Head of CATO, Malaysia element of the role will provide direct line management and day-to-day operational management of the Monitoring, Testing and Surveillance activities (“Compliance Oversight Team”) performed locally, partnering with Functional Senior Leaders in relation to the strategic direction. As part of the Compliance Hub Manager element of the role, it will be the senior contact point for the teams in Malaysia, providing an escalation point for time-critical items which require resolution when an onshore manager cannot be contacted out-of-hours. The role will also support the creation of a cohesive culture and strong team environment for the RBC Compliance Shared Services Malaysia team, including engagement and office presence.
- Regional Oversight:
Posted
23 days ago
Undisclosed
KL City
- Job Description
- The Director, Compliance Hub Manager & Head of CATO, Malaysia is responsible for effectively controlling and managing the Compliance Shared Services teams within Malaysia. As part of this, the Head of CATO, Malaysia element of the role will provide direct line management and day-to-day operational management of the Monitoring, Testing and Surveillance activities (“Compliance Oversight Team”) performed locally, partnering with Functional Senior Leaders in relation to the strategic direction. As part of the Compliance Hub Manager element of the role, it will be the senior contact point for the teams in Malaysia, providing an escalation point for time-critical items which require resolution when an onshore manager cannot be contacted out-of-hours. The role will also support the creation of a cohesive culture and strong team environment for the RBC Compliance Shared Services Malaysia team, including engagement and office presence.
- Regional Oversight:
Posted
3 days ago
Undisclosed
KL City
- As the most senior individual in the Malaysia Compliance team, providing an escalation point for the RBC Compliance Shared Services Malaysia team .
- Driving a culture of integrity, promoting open, honest and transparent dealing in day-to-day operations.
- Supporting a strong team environment and cohesive culture across the RBC ...
Posted
2 days ago
Undisclosed
KL City
- Operational Risk Management (ORM) Activities
- Risk Record Management
- Support creation, maintenance, and accuracy of risk records in Archer in alignment with RBC's Enterprise Information Management (EIM) standards ...
Posted
13 days ago
Undisclosed
KL City
- Operational Risk Management (ORM) Activities
- Risk Record Management
- Support creation, maintenance, and accuracy of risk records in Archer in alignment with RBC's Enterprise Information Management (EIM) standards ...
Posted
a month ago
Undisclosed
KL City
- As the most senior individual in the Malaysia Compliance team, providing an escalation point for the RBC Compliance Shared Services Malaysia team .
- Driving a culture of integrity, promoting open, honest and transparent dealing in day-to-day operations.
- Supporting a strong team environment and cohesive culture across the RBC ...
Posted
24 days ago
Undisclosed
KL City
- Support analysts and senior analysts by preparing testing templates, document request list, trackers, and standard documentation.
- Assist in setting up workpapers and folders in line with team structure and naming conventions.
- Ensure required documents are complete before review and flag missing or unclear items. ...
Posted
13 days ago
Undisclosed
KL City
- Following and revising procedures for conducting monitoring and surveillance activities relevant to business unit.
- perform first level and second level reviews or flagged communications to identify potential compliance breaches
- Conducting monitoring and surveillance activities relevant to business unit. ...
Posted
13 days ago
Undisclosed
KL City
- Responsible for the KYC processing of new client and account opening forms and maintaining reference databases with completed records and information.
- Assess issues of potential non-compliance, provide recommendations and, together with the KYC BAU Manager, Team Lead and/or senior KYC management, work with areas involved to resolve and implement improved controls.
- Conduct KYC due diligence searches and perform reviews for Low/Medium/High risk customers. ...
Posted
3 days ago
Undisclosed
KL City
- Following and revising procedures for conducting monitoring and surveillance activities relevant to business unit.
- perform first level and second level reviews or flagged communications to identify potential compliance breaches
- Conducting monitoring and surveillance activities relevant to business unit. ...
Posted
a month ago
Undisclosed
KL City
- Responsible for the KYC processing of new client and account opening forms and maintaining reference databases with completed records and information.
- Assess issues of potential non-compliance, provide recommendations and, together with the KYC BAU Manager, Team Lead and/or senior KYC management, work with areas involved to resolve and implement improved controls.
- Conduct KYC due diligence searches and perform reviews for Low/Medium/High risk customers. ...
Posted
a month ago
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