Compliance Officer Jobs in Federal Territory - June 2026

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Showing 3 jobs results for "compliance officer" in Federal Territory

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Undisclosed

KL City

To ensure the Business Division comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews;
Conduct assigned Compliance Reviews in accordance with the Annual Work Plan;
Perform review on Investment and Operations areas such as reviewing the daily Net Asset Value of unit trust funds, asset allocation and investment restrictions, checking and clearing breaches in Violation Manager, sending e-mail to fund managers to notify on the breaches and subsequently, incorporated in monthly Compliance Report to the Board of Directors report. ...

Posted

19 days ago

Undisclosed

KL City

Assist in establishing, maintaining, and monitoring compliance standards and frameworks for RHB Investment Bank’s capital markets businesses and operations to manage compliance risks effectively.
Monitor and report any non-compliance matters accurately and in a timely manner to the Head of Capital Market and Non-Broking Supervision (“CMNBS”) and Chief Compliance Officer, Group IB Compliance for further action.
Identify and implement appropriate compliance solutions to address non-compliance issues relating to capital markets activities. ...

Posted

15 days ago

Undisclosed

KL City

Lead and oversee treasury related activities to ensure compliance with the regulatory requirements and ethical standard of the business activities.
Conduct trade and communication surveillance related activities to ensure compliance with the regulatory requirements and ethical standard of the business activities.
Review and disposition of alert triggers based on investigation results. ...

Posted

24 days ago