To ensure the Business Division comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews;
Conduct assigned Compliance Reviews in accordance with the Annual Work Plan;
Perform review on Investment and Operations areas such as reviewing the daily Net Asset Value of unit trust funds, asset allocation and investment restrictions, checking and clearing breaches in Violation Manager, sending e-mail to fund managers to notify on the breaches and subsequently, incorporated in monthly Compliance Report to the Board of Directors report.
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Develop and maintain strong, trusted relationships with UHNW families, serving as their primary point of contact for all financial matters
Conduct comprehensive financial needs analyses, including investment objectives, risk tolerance, estate planning, philanthropic goals, and intergenerational wealth transfer strategies
Formulate and implement customized wealth management solutions by partnering with internal specialists across investment, trust, tax, and advisory functions
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Develop and maintain strong, trusted relationships with UHNW families, serving as their primary point of contact for all financial matters
Conduct comprehensive financial needs analyses, including investment objectives, risk tolerance, estate planning, philanthropic goals, and intergenerational wealth transfer strategies
Formulate and implement customized wealth management solutions by partnering with internal specialists across investment, trust, tax, and advisory functions
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