Provide advice, objective review and challenge to the units to ensure operational risk is adequately and effectively identified, assessed and managed, and ensure operational resilience within units
Conduct independent assessment and monitoring of operational risk by reviewing operational risk metrics (risk events, risk & control self-assessment results, key risk indicators, etc), and assessing if there are systemic/thematic risk concerns that warrant deeper analysis and escalation to senior management
Conduct thematic risk reviews to identify major areas of risks and control improvements...
Assist with tasks in various sub-teams covering Wealth Management Lombard Lending Loanable Values, GFM Derivatives Pre-settlement Credit Exposure, GFM Issuer Credit/ Transactional Approval etc.
Collaborate with product and front-office teams to ensure seamless credit processing, risk reviews/ monitoring, and compliance with internal credit policies and regulatory guidelines.
User-Acceptance testing/ verification of changes in system and related enhancements....
Prepare, review and approve standard and non-standard Letters of Offer, facility agreements, security documents and related documentation in accordance with approved credit terms.
Ensure all conditions, covenants, collateral requirements and other terms in the approved Credit Application Memorandum are accurately and completely incorporated into the documentation.
Manage complex and bespoke documentation matters, including drafting non-standard provisions and obtaining Legal clearance where required....
Review, respond, support / approve credit requests submitted by FIG.
Support / approve counterparty risk ratings and ensure consistency of ratings across RMG-FI Risk Management (FIRM) portfolio, which includes Sovereigns, Banks, NBFIs like Insurance, Leasing / Finance Companies, Broker Dealers, Exchanges / Clearing Houses, Funds / Asset Managers (including PE funds, Mutual funds and Pension funds), Digital Asset Market Makers etc.
Work together with FIG in assessing, structuring and managing the risk of complex transactions....
Perform documentation checks and ensure facility and collateral documents are in compliance with approved terms in credit memos.
Perform pre-activation checks to ensure conditions precedents are met, collaterals in place and compliance with internal policies, procedures and guidelines prior to activation of credit facilities.
Follow up with law firm on security documents registration and perfection....
Gather, collate, and analyze user requirements from business and risk stakeholders.
Provide clear business specifications and functional designs for end-to-end system implementations, specifically for Market Risk.
Analyze and perform impact assessments of requests, ensuring system and technical designs are sound and adequate to address Market Risk business needs....