- Assist in conducting Client Profile and transactions reviews and controls.
27 days
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- Capture and process securities lending transactions that were received via different channels; manual, straight-through-entry (STE) and straight-through-processing (STP).
28 days
- Conduct reviews of electronic and audio communications and integrate the activity with the wider Surveillance team
28 days
- Experience with regulatory reporting
29 days
- Shared responsibility for preparation of Head Office financial reports
29 days
- Responsible for preparation and submission of head office reports and management information
29 days
30+ days
- As the most senior individual in the Malaysia Compliance team, providing an escalation point for the RBC Compliance Shared Services Malaysia team .
30+ days
- Products covered: Equity/Shares, Fixed Income/Bond, Structured Product
30+ days
- Accountability to support all daily business and client services support responsibilities for the Settlement & Clearing Team.
30+ days