- Outram Central Region (Singapore) Singapore
Full Time Compliance Officer Jobs, Salary up to SGD 10,000 in BUGLEROCK CAPITAL PTE. LTD. Central Region (Singapore) - Maukerja
Share
Save
Working Location
Job Description
Responsibilities
About the Role
BugleRock Capital is a MAS-licensed wealth and asset management firm in Singapore. We are looking for a Compliance Officer to own the day-to-day compliance function and keep the firm aligned with MAS regulations as we grow. You will work closely with the front office, senior management and external advisors.
Key Responsibilities
Monitor and ensure compliance with the Securities and Futures Act, MAS notices and guidelines applicable to a Capital Markets Services licensee
Maintain and update the firm’s compliance policies, procedures and manuals
Oversee AML/CFT controls, including client onboarding, KYC/CDD, EDD, sanctions and PEP screening, and suspicious transaction reporting
Review marketing materials, client communications and product documentation for regulatory compliance
Conduct compliance monitoring and testing, including trade surveillance, personal account dealing, conflicts of interest and gifts and entertainment
Manage regulatory filings, returns and notifications to MAS
Handle breach and incident reporting, investigations and remediation tracking
Deliver compliance training and advise staff on regulatory requirements
Support audits, regulatory inspections and licence-related applications
Provide compliance input on new products, services and business initiatives
Requirements
Bachelor’s degree in Finance, Business or a related field
7 to 8 years of compliance experience in wealth management, asset management or private banking in Singapore
Prior front office or business-facing compliance background is preferred
Strong working knowledge of the SFA, FAA, MAS notices and AML/CFT requirements
Familiarity with RMO, RNF and Compliance Officer regulatory requirements is an advantage
Sound judgment, with the confidence to challenge and advise senior stakeholders
Excellent written and verbal communication skills
High integrity and strong attention to detail
BugleRock Capital is a MAS-licensed wealth and asset management firm in Singapore. We are looking for a Compliance Officer to own the day-to-day compliance function and keep the firm aligned with MAS regulations as we grow. You will work closely with the front office, senior management and external advisors.
Key Responsibilities
Monitor and ensure compliance with the Securities and Futures Act, MAS notices and guidelines applicable to a Capital Markets Services licensee
Maintain and update the firm’s compliance policies, procedures and manuals
Oversee AML/CFT controls, including client onboarding, KYC/CDD, EDD, sanctions and PEP screening, and suspicious transaction reporting
Review marketing materials, client communications and product documentation for regulatory compliance
Conduct compliance monitoring and testing, including trade surveillance, personal account dealing, conflicts of interest and gifts and entertainment
Manage regulatory filings, returns and notifications to MAS
Handle breach and incident reporting, investigations and remediation tracking
Deliver compliance training and advise staff on regulatory requirements
Support audits, regulatory inspections and licence-related applications
Provide compliance input on new products, services and business initiatives
Requirements
Bachelor’s degree in Finance, Business or a related field
7 to 8 years of compliance experience in wealth management, asset management or private banking in Singapore
Prior front office or business-facing compliance background is preferred
Strong working knowledge of the SFA, FAA, MAS notices and AML/CFT requirements
Familiarity with RMO, RNF and Compliance Officer regulatory requirements is an advantage
Sound judgment, with the confidence to challenge and advise senior stakeholders
Excellent written and verbal communication skills
High integrity and strong attention to detail
Important Information
Never provide your bank or credit card details when applying for jobs. Do not transfer any money or complete unrelated online surveys. If you see something suspicious, Report this Job ad.
Learn More