You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.
You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.
By demonstrating a deep understanding of the Wise Assets product and local regulatory requirements you support Product and operational teams on how to interpret regulatory requirements, improve processes and our product to avoid regulatory breaches and/or incidents;
Act as a senior FCC advisor to business units, product teams, onboarding teams and control functions, providing clear risk positions on digital asset initiatives, new business proposals, customer acceptance, product design and material risk decisions.
Provide ongoing compliance advisory and support to business functions on various business initiatives, in order to ensure that the business is compliant with existing and new regulations.
Conduct enhanced due diligence (EDD) on high-risk customers and complex cases. Liaise with internal stakeholders to ensure timely escalation of potential risks to senior management
Review ILP product documentation and customer-facing materials (e.g. Product Summaries, Benefit Illustrations, Policy Contracts, marketing materials, and policyholder notifications) on a regular basis and provide compliance guidance to relevant stakeholders.
Overseeing certification activities and risk assessments for new product development initiatives. This includes defining project requirements, facilitating weekly reviews, and ensuring that certification processes are executed on schedule.