Jobs
Companies
Forums
Compliance Jobs in Wp Kuala Lumpur - October 2026 - Urgent Hiring - Page 17
Showing 963 jobs results for
"compliance"
in Wp Kuala Lumpur
Never miss any updates for Compliance jobs in Wp Kuala Lumpur
Manage Alert
Undisclosed
KL City
- Review and verify documentation for corporate and individual clients, ensuring compliance with regulatory and company requirements and ensure proper classification of customer rating
- Review and clear sanctions screenings, for potential PEP screenings, and adverse media screenings
- Liaise with internal stakeholders to address and update incomplete or inconsistent onboarding information in the company due diligence portal. ...
Posted
13 days ago
MYR3,500 - MYR5,000 Per Month
KL City
- Own Your Work — At Grof, we believe in the power of owning our work. It means taking pride in our accomplishments, no matter how big or small, and recognising that our efforts contribute to the success of the team and the organization as a whole.
- Stronger as A Team — At Grof, we encourage each team member to contribute their unique talents, experiences, and knowledge to achieve our collective goals. By helping one another, sharing insights, and leveraging our combined strengths, we create a harmonious and dynamic work environment. Together as a cohesive team, we achieve remarkable outcomes and overcome challenges that would be insurmountable as individuals.
- Grow 1% each day — At Grof, we believe in the power of continuous improvement and the transformative effect of small, consistent steps forward. By dedicating ourselves to learning something new every day, we cultivate a growth mindset and stay adaptable in an ever-evolving world. ...
Posted
15 days ago
Undisclosed
KL City
- Undertake any other duties and responsibilities to be assigned by your superiors.
- We are looking for a 6-months internship from the 2 Nov 2026 - 30 Apr 2027
Posted
15 days ago
Undisclosed
KL City
- IBO Support and Inquiry Handling: Respond promptly and professionally to compliance-related questions and complaints from IBOs, offering clear guidance and support.
- Investigation and Misconduct Handling: Conduct detailed investigations into suspected violations, gather relevant evidence, and prepare official reports or notices when policies or agreements are breached.
- Dispute Resolution: Support the fair and neutral resolution of disputes between IBOs and the company. ...
Posted
15 days ago
Undisclosed
KL City
- Fund Onboarding & Stakeholder Support: Lead stakeholder management and coordinate end-to-end investor onboarding processes, collaborating closely with fund administration to ensure seamless AML/KYC execution and strong relationship management.
- Financial Regulatory Reporting: Coordinate and execute periodic licensing and reporting requirements for financial regulators including Monetary Authority of Singapore (MAS) and Australian Securities & Investments Commission (ASIC).
- Workflow Design & Operational Administration: Manage overall operational administration and assist in designing, implementing, and streamlining workflows for fund launches, investor onboarding, and investment transactions. ...
Posted
3 days ago
Undisclosed
KL City
- To assist the Head of Department/Chief Compliance Offcer to facilitate, implement and promote the compliance function and culture by overseeing compliance within the organisation and ensuring compliance with laws and regulatory requirements, policies and procedures with the focus to minimise regulatory risks, sanctions and reputational damage to the oganisations.
- To assist the Head of Department/Chief Compliance Offcer in providing reasonable assurance to Senior Management and Board that there are effective and efficient policies in place, well understood by all employees, and that the Bank is complying with applicable regulatory requirements.
- Identify and assess the compliance risk associated with the Bank’s activities and keep up with material changes in the Bank’s business. ...
Posted
12 hours ago
Undisclosed
KL City
- Fund Onboarding & Stakeholder Support: Lead stakeholder management and coordinate end-to-end investor onboarding processes, collaborating closely with fund administration to ensure seamless AML/KYC execution and strong relationship management
- Financial Regulatory Reporting: Coordinate and execute periodic licensing and reporting requirements for financial regulators including Monetary Authority of Singapore (MAS) and Australian Securities & Investments Commission (ASIC)
- Workflow Design & Operational Administration: Manage overall operational administration and assist in designing, implementing, and streamlining workflows for fund launches, investor onboarding, and investment transactions ...
Posted
3 days ago
Undisclosed
KL City
- Manage the Company's compliance framework, policies and procedures.
- Act as the main contact for compliance matters with service providers.
- Oversee AML/CFT, KYC/KYB and customer due-diligence processes. ...
Posted
3 days ago
Undisclosed
KL City
- Representing AIA Bhd. in local regulatory matters, projects and initiatives by fulfilling the respective requirements and obligations. Ensure AIA Bhd. is in compliance with all applicable regulatory requirements.
- Collaborate with product development teams to integrate compliance considerations into product design and development process.
- Review product-related materials (e.g., PDS, brochures, marketing collaterals) to ensure compliance with regulatory requirements and internal standards. ...
Posted
3 days ago
Undisclosed
KL City
- Handle a portfolio of medium and large sized companies and individual cases.
- Liaise with tax authorities and clients to resolve issues.
- Work closely with team members and managers. ...
Posted
3 days ago
Undisclosed
KL City
- Develop, implement, review and continuously improve CG Telco Procurement SOPs in line with Citaglobal Berhad’s Group Procurement Policy and governance framework.
- Establish end-to-end procedures for requisitions, sourcing, quotations and tenders, evaluation, vendor selection, purchase orders, contract awards and records.
- Ensure compliance with LOA, approval matrices, financial thresholds and required procurement documentation. ...
Posted
5 days ago
Undisclosed
KL City
- Assist the Compliance Officer to identify any laws/regulations that are applicable to Willis Malaysia Business & Operation.
- Provide support on annual regulatory compliance review with local regulatory obligations, including adherence to licencing requirements enforced by Bank Negara Malaysia.
- Maintain an updated Compliance internal library and documentation, and Compliance communication. ...
Posted
6 days ago
MYR3,200 - MYR3,200 Per Month
KL City
- Compile, verify and process supplier invoices in accordance with company policies.
- Diploma or Degree in Accounting or a related field.
- Salary: RM3,200 per month.
Posted
6 days ago
Undisclosed
KL City
- About Us
- We’re Cashku; a rapidly scaling Malaysian Fintech on a mission to make financial planning
- radically more accessible, modern, and execution-driven. We’re owned by Advisonomics Sdn Bhd, ...
Posted
7 days ago
Undisclosed
KL City
- Establish and oversee the implementation of effective company-wide Enterprise Risk Management and compliance plans to manage and mitigate crisis or compliance violations by performing and facilitating risk and compliance assessments.
- Ensure effective enterprise risk management that includes business continuity, crisis management and corporate risk planning.
- Ensure effective implementation of fraud management procedures to combat internal and external fraudulent activities. ...
Posted
7 days ago
Undisclosed
KL City
- Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.
- Under the stewardship of the Head of Compliance Testing, Europe or Senior Associate Directors within the team: o Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).
- Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews; ...
Posted
8 days ago
Undisclosed
KL City
- Assessing the adequacy of, adherence to, and the effectiveness of the day-to-day controls to manage regulatory compliance risk; and
- Providing an opinion on the effectiveness of the Regulatory Compliance Management (RCM) controls in achieving compliance with applicable regulatory requirements.
- Support development and execute the Compliance Monitoring Plan, including continuous improvements, enhancements, and efficiencies. ...
Posted
8 days ago
Undisclosed
KL City
- To support ongoing AML/CFT initiatives, including risk assessments, customer due diligence, suspicious transaction reporting, and maintaining compliance with regulatory requirements.
- Massage the data received to eliminate the false positive alerts
- Conduct assessment (as a maker) on the transaction extracted by referring to information available from the system and other sources ...
Posted
18 days ago
Undisclosed
KL City
- Implementation of compliance program
- Responsible for the overall design, implementation and ongoing enhancement of the Company’s Compliance Program that is focused on regulatory, investments, product and sales (market conduct) compliance, whilst ensuring its alignment with business objectives, AIA Group Operating Principles and Group Compliance’s strategic direction.
- Oversee the implementation of an effective compliance risk assessment program for the Company and engage with key business stakeholders which includes but not limited to: ...
Posted
9 days ago
Undisclosed
KL City
- Regulatory and Product Compliance
- Compliance Reporting
- Combined Assurance ...
Posted
9 days ago
Undisclosed
KL City
- Monitor and assess BNM regulatory changes, including gap analyses and compliance reviews, with clear communication to Business Units and tracking of action items
- Provide timely, practical, and risk-based regulatory advice to Business Units
- Review communications and submissions to BNM and ensure all regulatory deliverables meet expected standards and timelines ...
Posted
10 days ago
Undisclosed
KL City
- Prepare, coordinate, and manage financial services license applications across multiple jurisdictions.
- Support SWIFT BIC-related compliance and institutional onboarding requirements.
- Prepare US Money Transmitter License (MTL) applications and supporting documentation. ...
Posted
10 days ago
Undisclosed
KL City
- Possess a Bachelor’s Degree in Accounting / Finance / Business / Actuarial Science / Law.
- A CFA level certification or at an advanced stage of completion will be an added advantage.
- Minimum 3 years’ working experience in the field of investment / compliance in fund management / unit trust / insurance industry. ...
Posted
12 days ago
Undisclosed
KL City
- You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.
Posted
13 days ago
Undisclosed
KL City
- Policy and Procedures Support: Support the review, update, dissemination, and tracking of policies, procedures, and compliance/risk operations and assessments. Assist with monitoring key policy areas such as gifts and hospitality, conflicts, related party transactions, personal account dealing, and insider trading, including maintaining supporting records and reporting.
- Screening and Monitoring: Perform screening, monitoring, and tracking of vendors, customers, and other relevant third parties in conjunction with the onboarding teams. Maintain clear records of screening outcomes, follow up on required information, performing periodic monitoring along with escalation of higher-risk matches or unresolved items in line with internal procedures.
- Risk Assessment: Support compliance risk assessments projects to identify potential compliance vulnerabilities and implement corrective actions. Maintain compliance risk assessments/dashboards. ...
Posted
14 days ago
Undisclosed
KL City
- Support the Head, Regulatory Compliance in the implementation of compliance risk management framework in the Bank.
- Keep abreast with regulatory changes and maintain the regulatory inventory.
- Review gap analysis to ensure compliance to the relevant new/revised law, regulations and industry standards and work closely with relevant stakeholders to put the necessary measures in place for compliance to the regulatory requirements. ...
Posted
14 days ago
Undisclosed
KL City
- Assist with breach and incident logging, investigation and regulatory notification.
- This is a hands on, group wide compliance role for someone who has already built solid foundations in a regulated financial services firm and is ready to broaden their remit beyond a single jurisdiction. As a Compliance Generalist you will act as a flexible second line resource across the group: providing cover for jurisdictional Compliance Officers during periods of leave or absence, owning the end to end complaints process, tracking and interpreting regulatory change, and supporting delivery of the Compliance Monitoring Programme (CMP) for each entity.
Posted
15 days ago
Undisclosed
KL City
- Implement and maintain the IT Compliance Programme to provide assurance over Group IT's compliance status. This includes validating key IT controls based on annual prioritization using industry-accepted sampling methodologies. Reviews will cover relevant processes, systems, reports, and metrics.
- Monitor and assess IT compliance with regulatory requirements, internal policies, and standards, and report any compliance gaps or breaches to management.
- Track and evaluate changes in technology-related regulations and legislation that may impact Group IT's technology risk and compliance posture, and recommend appropriate remediation measures. ...
Posted
8 days ago
Job searches related to “Compliance”
Browse Location:
More Location
Browse Company:
More Companies
Browse "compliance" Job By:
Browse "compliance" Job By:
More Industries