You will be part of a team responsible for the supervision of investment intermediaries. You are expected to develop a good understanding of their operations, risk management practices and conduct-related risks and mitigating measures. You will also need to keep pace with new developments and business models in the investment management industry.
Liaise with Director & Project Team to resolve any contractual disputes arising in the projects. Investigate and resolve or refer as appropriate disputes/complaints in accordance with contractual requirements in a timely manner