Oversee and provide strategic guidance on databook reviews and financial analyses, ensuring junior team members effectively address requirements in the scope of work.
Strong client advisory skills, including the ability to assess financial needs, explain complex concepts clearly, and recommend suitable insurance and financial solutions.
A strong understanding of the Wealth & Asset Management (WAM) industry. In particular, a good understanding of typical Investment Management processes (e.g. front office, middle office, back office etc), and organizational structures in WAM.
Develop and evaluate procedures, controls, user requirements, and functional specifications to identify gaps between the current state and future state, and propose enhancements to current business processes, reports, and applications to optimize system effectiveness.
Use WFM forecasting and contract pricing to build full fiscal year projections of cost for Customer Operations and break the cost down into market, partner, vertical, versions to accurately cross charge those services.
Establish and maintain the FCC framework, including risk assessments, policies, procedures, governance, controls, record-keeping and annual compliance plans.