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700+ Regulatory Compliance Jobs - October 2026 - Urgent Hiring
Showing 761 jobs results for
"regulatory compliance"
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Undisclosed
Singapore
- Job Summary:The Regulatory Compliance Officer is responsible for ensuring the bank adheres to all applicable laws, regulations, internal policies, and other workstreams. This role encompasses compliance operations, regulatory reporting, compliance monitoring, policy reviews, and supporting the bank’s overall Singapore compliance framework.Key Responsibilities:Compliance Operations- Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.- Conduct periodic reviews of compliance-related processes to identify gaps and recommend corrective actions.- Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues.Regulatory Reporting- Prepare, review, and submit accurate regulatory reports in a timely manner, ensuring alignment with requirements set by local authorities.- Liaise with internal stakeholders to ensure data accuracy and completeness for compliance reporting.Compliance Monitoring Program- Conduct periodic reviews to identify and mitigate compliance risks.- Prepare detailed reports on monitoring outcomes and recommend corrective actions.- Conduct ongoing surveillance and assessments of the bank's activities to identify potential risks or breaches.Regulatory Liaison- Support on regulatory liaison matters (e.g., SDIC).Policy Reviews- Assist in updating compliance policies and procedures to reflect current regulatory requirements and Head Office requirements.Other Responsibilities- Support other workstreams on operational risk, business continuity management, third-party management, and ad-hoc duties assigned by the Head of Compliance.Requirements:- Bachelor’s degree in Finance, Risk Management, Business Administration, or a related field.- Minimum 3 years’ experience in Audit or Regulatory Compliance.
Posted
12 days ago
Undisclosed
KL City
- Oversee the Treasury Surveillance activities to ensure compliance with the regulatory requirements and ethical standards of the business activities.
- Assess adequacy of the review and closure of Treasury trade and communication alerts, including analysis of any patterns or trends, via the Treasury Surveillance related systems and Monthly Compliance Report.
- Review and recalibrate Treasury trade and communication parameters and thresholds on an on- going basis or as and when needed, in efforts to enhance surveillance approach. ...
Posted
7 days ago
Undisclosed
Singapore
- Work as a team to manage a portfolio of fund management clients to provide them compliance solutions and services
- Provide compliance advisory services such as license applications, compliance program support, regulatory reporting etc
- Handle compliance assignments and ensure completion that meet clients’ timelines and quality standards ...
Posted
17 days ago
SGD6,000 - SGD8,000 Per Month
Buona Vista
- Support the review and maintenance of regulatory and compliance documentation.
- Monitor updates to relevant industry requirements, guidelines, and internal procedures.
- Assist with preparing and organising documents required for product and business activities. ...
Posted
23 days ago
Undisclosed
Singapore
- Monitor and ensure compliance with applicable laws, regulations, and industry standards, particularly those related to financial services and data protection.
- Serve as the primary point of contact with regulatory bodies and manage audits, inspections, and inquiries.
- Develop, update, and implement compliance policies and procedures to align with regulatory requirements and company values. ...
Posted
23 days ago
SGD5,500 - SGD5,500 Per Month
Singapore
- Mon - Fri
- Finance Industry
- Raffles MRT ...
Posted
24 days ago
Undisclosed
Singapore
- In-depth knowledge of MAS Regulations such as Banking Act / Financial Advisers Act / Securities and Futures Act / Payment Services Act
- Excellent communication and interpersonal skills to lead a team in compliance audits and reviews in close liaison with the audit managers and partners
- Strong analytical skills with a good eye for detail ...
Posted
13 days ago
CAMBRIDGE ADVISERS PTE. LTD.
SGD6,500 - SGD6,500 Per Month
Singapore
- Manage a portfolio of clients, ensuring compliance with MAS regulations and other relevant regulatory frameworks.
- Develop, implement, and maintain compliance policies, procedures, and frameworks for clients.
- Conduct compliance monitoring and internal audits to assess adherence to regulatory requirements. ...
Posted
14 days ago
Undisclosed
Singapore
- Manage a portfolio of clients, ensuring compliance with MAS regulations and other relevant regulatory frameworks.
- Develop, implement, and maintain compliance policies, procedures, and frameworks for clients.
- Conduct compliance monitoring and internal audits to assess adherence to regulatory requirements. ...
Posted
15 days ago
Compliance Associate – Audit - Regulatory Compliance Compliance Associate – Audit - Regulatory Compliance
SEARCH PERSONNEL PRIVATE LIMITED
SGD4,000 - SGD4,000 Per Month
Singapore
- Position: Compliance Associate – Audit / Regulatory Compliance
- Location: Central – Near Raffles Place MRT
- Working Hours: Monday to Friday, 9.00am to 6.00pm ...
Posted
10 days ago
Undisclosed
Singapore
- Provide ongoing compliance advisory and support to business functions on various business initiatives, to ensure that the business is compliant with relevant regulations including the Personal Data Protection Act (PDPA).
- Conduct gap assessments on new regulatory developments, liaise with the various business functions to ensure new regulatory requirements are properly implemented, identified gaps are closely monitored to ensure adherence to regulatory requirements.
- Ensure regulatory obligations are effectively embedded into business. Monitor and ensure proper remediation of any lapses noted. ...
Posted
3 days ago
Undisclosed
Singapore
- Provide timely, accurate and practical regulatory compliance advice to business units. Participate in new initiatives and projects to understand business needs and concerns, identify relevant compliance considerations, and recommend appropriate solutions that address regulatory, industry and Group requirements.
- Provide oversight, guidance and support to GE entities on general compliance matters and Group-wide initiatives, including the localisation and implementation of Group policies, standards and guidelines, where required.
- Liaise and collaborate with the parent company, providing the necessary information and support to facilitate its Group-level oversight of GE entities. ...
Posted
2 days ago
Undisclosed
KL City
- Regulatory and Product Compliance
- Compliance Reporting
- Combined Assurance ...
Posted
a month ago
Undisclosed
Singapore
- Provide ongoing compliance advisory and support to business functions on various business initiatives, in order to ensure that the business is compliant with existing and new regulations.
- Conduct gap assessments on new regulatory developments, liaise with the various business functions to ensure new regulatory requirements are properly implemented, identified gaps are closely monitored to ensure adherence to regulatory requirements.
- Ensure regulatory compliance registers are kept up to date and timely certified by Senior Management, regulatory obligations are effectively embedded into business, monitor and ensure proper remediation of any lapses noted. ...
Posted
8 days ago
Undisclosed
KL City
- Provide advisory support to compliance, business and functional groups on compliance related matters.
- Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
- Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, etc. ...
Posted
20 days ago
Undisclosed
KL City
- Develops, initiates and maintains the annual compliance review plan taking into consideration of the following:
- All branches across Malaysia
- All business/functional areas across the bank ...
Posted
20 days ago
Undisclosed
KL City
- Provide advisory support to compliance, business and functional groups on compliance related matters.
- Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
- Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, etc. ...
Posted
20 days ago
Undisclosed
Singapore
- Passionate about working with people?
- A creative thinker with a positive attitude & outlook?
- A strong dynamic communicator able to collaborate effectively? ...
Posted
a month ago
Undisclosed
KL City
- Provide meaningful, independent, and objective oversight over Management and the Board of Directors, while delivering reasonable assurance on regulatory compliance.
- Serve as a trusted advisor on the applicability and interpretation of regulatory requirements, recommending appropriate approaches and actions to meet regulatory expectations.
- Work closely with business units and control functions, including Risk and Legal, to guide regulatory matters and support new product and initiative development. ...
Posted
a month ago
Undisclosed
KL City
- Prepare and submit licence applications required by local and foreign regulators in a timely and accurate manner.
- Compile and submit regulatory reports in compliance with applicable requirements, ensuring accuracy and adherence to specified deadlines.
- Maintain a comprehensive and organised record of all licensing activities and related documentation. ...
Posted
15 days ago
Undisclosed
Singapore
- Administer the group cross-border marketing policy for all relevant businesses within the bank or group entities engaging in cross-border marketing activities.
- Provide advisory support to, and work alongside with, all relevant businesses in the bank or group entities engaging in cross-border marketing activities to address cross-border marketing related matters.
- Liaise with external counsels to identify applicable local regulatory requirements and permissible guidelines. ...
Posted
4 days ago
Undisclosed
Singapore
- Responsible for maintaining Global Las Vegas Sands’ standards of sanitation and hygiene in the hotel
- Ensure all food served to guests and employees are free of microbiological, chemical and physical contamination
- Examine and take corrective action when necessary to enforce sanitation and hygiene standards in all work areas in conformation to requirements set by local health authorities ...
Posted
9 days ago
Undisclosed
Downtown Core
- Responsible for maintaining Global Las Vegas Sands’ standards of sanitation and hygiene in the hotel
- Ensure all food served to guests and employees are free of microbiological, chemical and physical contamination
- Examine and take corrective action when necessary to enforce sanitation and hygiene standards in all work areas in conformation to requirements set by local health authorities ...
Posted
10 days ago
Undisclosed
Singapore
- Advise clients in the financial services sector on regulatory compliance and risk management across a wide range of areas, including regulatory reporting.
- Participate in industry consultations on regulatory matters, develop solutions and value-added propositions, and bring these to market.
- Oversee in-house advisory, training, and knowledge management activities. ...
Posted
18 days ago
TANGSPAC SEARCH PRIVATE LIMITED
SGD5,000 - SGD5,000 Per Month
Singapore
- Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.
- Conduct periodic reviews compliance-related processes to identify gaps and recommend corrective actions.
- Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues. ...
Posted
a month ago
WATERSTONE CONSULTING PTE. LTD.
SGD4,500 - SGD4,500 Per Month
Singapore
- Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.
- Conduct periodic reviews compliance-related processes to identify gaps and recommend corrective actions.
- Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues. ...
Posted
a month ago
Undisclosed
- JOB DESCRIPTION
- • Monitor regulatory and compliance requirements relevant to the company's business and operations.
- • Coordinate applications, submissions, licences, permits, approvals and renewals with relevant authorities. ...
Posted
a month ago
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