Contribute to analytical work across asset class and strategy teams including macro, equities, fixed income, alternatives to support the team's investment views.
Monitor adherence to client restrictions and investment risk frameworks, including watchlist, concentration risk, liquidity risk, portfolio turnover to ensure portfolios remain aligned with defined mandate risk objectives.
Daily valuation of Exchange Traded/OTC Products including derivatives, price verification to ensure that the financial instruments are correctly valued. Market data which breaches the pre-determined thresholds are analyzed and explained. Exercise seasoned judgment when a call on valuation is required and ensuring audit trials are documented.
Responsible for providing administrative and client service support to Relationship Managers (RM) within the front office function servicing Private Banking clients.
To grow AUM and increase the penetration of managed solutions through marketing and advice to RMs and clients. This involves maintaining strong collaboration with Relationship Managers/Investment Advisors.
Originating, sourcing and due diligence for Private Market funds including open-ended and close-ended opportunities and maintaining a pipeline of Private Market opportunities for clients
Framework Strategy and Ownership: Lead the design, implementation and ongoing management of client management and front office operating frameworks to support the bank's strategic priorities and business objectives.
Key responsibility of reviewing Account Opening documentation ensuring completeness. This may include reviewing any supporting KYC / Constitutional documents that may needed for more complex Account Openings.
Support RMs in trade execution, provision of financial advisory services and coordination of client instructions across full range of investment products and services offered by the bank, banking, credit and retails banking needs (subject to local regulatory restrictions).
Responsible for providing administrative and client service support to Relationship Managers (RM) within the front office function servicing Private Banking clients.
Partner closely with the Head of MRPA and senior executives to shape strategic business decisions through data-driven insights, performance analytics, and forward-looking management information frameworks and activities such as forecasting and planning.
Conduct reviews based on a risk-based program to assess that client facing staff meets the regulatory requirements and internal policy requirements, primarily on fair dealing practices, client suitability, sales and dealing practices, staff conduct matters, pricing, periodic reviews, and gift and entertainment controls.
To perform Individuals/entities name screening using prescribed search engines such as NetReveal, Dow Jones Factiva, Google and Baidu as part of the Bank’s Onboarding, Periodic Review processes