Kerja Sepenuh Masa, 1 Year Contract Compliance Sales Audit Analyst (Banking) #BLM di Recruit Express - Maukerja

Singapore | Posted: May 23, 2026

Jobs Responsibilities

• Conduct independent checks and reviews in accordance with MAS Balanced Scorecard (BSC) Framework and internal compliance policies
• Perform client surveys, document reviews, mystery shopping assessments, and complaint reviews relating to investment sales activities
• Monitor audit findings and compliance results; identify gaps, recurring issues, and support remediation efforts
• Review customer complaints relating to investment and financial advisory products to ensure compliance with regulatory guidelines
• Support training and guidance for staff on BSC requirements, compliance checks, and internal procedures
• Keep abreast of MAS regulations, Financial Advisory Act requirements, and internal policy updates affecting retail investment sales
• Assist in process improvement initiatives, including automation and enhancement of audit and reporting workflows
• Prepare reports, findings, and analysis for internal stakeholders and management review
  

Application Procedures

Interested candidates, please email your resume to:
Attention: Lynn Mak Ling Ling (CEI No. R1986990)
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Recruit Express Pte Ltd (EA No. 99C4599)

We regret that only shortlisted candidates will be notified.