Kerja Sepenuh Masa, Regulatory Operations Executive di Job Expert Federal Territory - Maukerja

About the Role

We are looking for a Regulatory Operations Executive to support regulatory compliance activities within a banking and financial services environment. The successful candidate will be responsible for performing AML/KYC reviews, customer due diligence, periodic account reviews, and ensuring compliance with regulatory requirements while maintaining a high standard of operational excellence.

Key Responsibilities

• Perform Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Know Your Customer (KYC) reviews for new and existing clients.
• Conduct periodic reviews and refresh customer profiles in accordance with regulatory requirements.
• Review customer documentation to ensure completeness and regulatory compliance.
• Investigate AML/KYC alerts, compliance exceptions, and operational issues, escalating where appropriate.
• Liaise with Compliance, Relationship Managers, Operations, and other internal stakeholders to obtain required information.
• Maintain accurate documentation and records in accordance with internal policies and regulatory standards.
• Support internal audits, regulatory inspections, and compliance reviews.
• Participate in regulatory change initiatives, process improvements, and system enhancement projects.

Requirements

• Bachelor’s Degree in Finance, Business, Accounting, Economics, Law, or a related discipline.
• Minimum 3 years of experience in AML, KYC, Customer Due Diligence, Regulatory Operations, or Financial Crime Compliance.
• Good understanding of AML/CFT regulations, sanctions, and regulatory requirements.
• Strong analytical, investigative, and problem-solving skills.
• Excellent attention to detail and organisational skills.
• Strong communication and stakeholder management abilities.
• Proficient in Microsoft Excel and Microsoft Office applications.

Work Location: In person