Identify, assess, interpret, advise on, monitor and report the Group's compliance with applicable regulatory requirements across the Private Equity and ETF businesses, including fund management, fund distribution, capital raising, investment activities and investor relations. Oversee AML/CFT controls, client onboarding and ongoing monitoring processes.
Proactively identify and acquire new personal financing customers through various sales channels, including telemarketing, roadshows, and branch referrals.
Review tender instructions, terms and conditions and ensure that all risk areas are properly addressed as well as highlighting areas of requirement with potential cost / delivery impact.