Participate in internal audit engagements of various organisations, to assess the adequacy and effectiveness of internal controls through conducting process walkthroughs and documentation testing.
Lead in the execution of complex end-to-end reviews of various systems and processes relating to financial, operations and revenue to evaluate the efficiency and effectiveness of internal controls, systems and business processes to identify areas for improvement, control deficiencies and curb revenue leakages and / or maximize revenue.
Providing advice to fund management companies, wealth managers, digital advisors, digital assets providers and other capital markets intermediaries (i.e. REIT managers, brokerages, corporate finance advisors and trust companies) to help optimise their governance, risk management and compliance with regulatory requirements;
Provide audit support such as, conducting walkthroughs and documenting process flows, performing preliminary data analysis, test design and effectiveness of internal controls, prepare workpapers to support work performed.
Responsible in implementing and monitoring the risk-based audits per the annual audit plan including develop audit planning and test plans leveraging on data analytics.
Partner with Internal Audit leadership and business stakeholders to develop risk-based and regulatory-focused audit plans aligned with OKX’s strategic priorities, regulatory obligations, and emerging risks.
Review management accounts and assist in planning of the audit engagements including, but not limited to, understanding of the client’s business environment, assessment of key risks areas, determination of materiality and performance of preliminary analytical review
Design and execute financial and operational audits to ensure adequacy and effectiveness of the internal control environment, compliance with Company policies and procedures, and identification of opportunities for process improvements.
Our people are ambitious and humble, believing in what they do and convinced that our purpose is shaping a world of trust. With responsibility and openness, they daily serve our 400.000 clients in 140 countries, to bettering society. Across all our businesses and countries, each one of our people leaves their mark in shaping society.
Participate in the execution of financial, operational, SOX 404 and IT audits, integrated audits and process audits, both domestic and abroad to maintain a strong internal control environment.