Kerja Sepenuh Masa, Compliance - Operations - Asset Management di Larson Maddox - Maukerja

You will be responsible for:
* Ensuring compliance with relevant laws and regulations, including regulatory filings, onboarding / KYC process, and reporting requirements.
* Further developing and implementing compliance policies and procedures to ensure adherence to MAS licensing conditions
* Review compliance procedural manuals and guidelines.
* Managing relationships with regulatory authorities and respond to their inquiries and audits.
* Conduct compliance training for all employees.
* Monitoring and enforcing compliance policies to all relevant employees.
* Monitor changes in compliance & regulatory developments and update the Company's relevant policies and procedures accordingly.
* Liaising with external auditors for MAS related audit queries.
* Other ad-hoc compliance matters as required.

Requirements:
* Bachelor's degree with at least 5-10 of experience in asset management
* Strong knowledge of regulatory requirements in Singapore. US SEC experience is a plus.
* A self-motivated team-player with the ability to work independently.

EA: R1981013