jobs in Cheung On Securities Limited

Kerja Kerja Dari Rumah SFC Types 4 and 9 Responsible Officer, Gaji tinggi HKD 30,000 di Cheung On Securities Limited Hong Kong - Maukerja

SFC Types 4 and 9 Responsible Officer

Cheung On Securities Limited

Kongsi
Simpan

Lokasi Kerja

  • Hong Kong Hong Kong

Penerangan Kerja

Tanggungjawab

Responsible Officer (Type 4 & Type 9)

We are a growing Hong Kong licensed financial services platform seeking an experienced professional to support our regulated activities under SFC Type 4 (Advising on Securities) and Type 9 (Asset Management).

Key Responsibilities

  • Provide oversight of Type 4 and Type 9 regulated activities.
  • Support regulatory compliance and corporate governance requirements.
  • Review and advise on policies, procedures and internal controls.
  • Liaise with regulators, compliance professionals and external advisers when required.
  • Participate in management discussions relating to business development and strategic initiatives.
  • Assist in maintaining a robust compliance and risk management framework.

Requirements

  • SFC-approved Responsible Officer or eligible for approval for Type 4 and Type 9 regulated activities.
  • Minimum 5 years' relevant experience in asset management, securities advisory or financial services.
  • Strong understanding of SFC regulatory requirements and industry best practices.
  • Experience with fund management, family office, private wealth or alternative investment structures is an advantage.
  • Mature, commercially minded and able to work independently.

We Offer

  • Flexible working arrangement.
  • Competitive remuneration package.
  • Opportunity to participate in the growth and development of the platform.
  • Potential for broader strategic involvement as the business expands.

Interested candidates should submit their CV, current regulatory status and remuneration expectations.

Pay: $20,000.00 - $30,000.00 per month

Work Location: Hybrid remote in Hong Kong

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