Kerja Sepenuh Masa, Junior Compliance Officer (Asset management) di PERSOL APAC Japan Desk - Maukerja

Brief Summary:

Join an esteemed organization as a Junior Compliance Officer, where you will play a vital role in ensuring adherence to regulatory standards and enhancing the compliance framework. This position offers an opportunity to contribute to a dynamic compliance team and shape compliance strategies.

Responsibilities:

• Assist with regulatory engagements, including managing filings, inspections, and supervisory communications.
• Conduct compliance monitoring programs such as employee compliance and control testing, along with thematic reviews.
• Enhance the compliance framework, including policies, procedures, and internal controls.
• Manage the AML/CFT framework, involving KYC processes, onboarding, and ongoing monitoring across fund structures.
• Collaborate with senior team members to provide risk-based and commercially aligned compliance advice.
• Coordinate with internal and external auditors on governance matters.
• Assess regulatory changes and implement new requirements.
• Promote a culture of compliance through training initiatives.

Requirements:

• Bachelor's Degree in a relevant field.
• 4-6 years of relevant compliance experience within financial services.
• Experienced in asset management or alternative investments is advantageous.
• Positive attitude with a hands-on mindset.
• Strong analytical and detail-oriented skills, with the ability to translate requirements into practical business solutions.
• Knowledge of MAS regulations and the Singapore regulatory environment is advantageous.
• Understanding of investment products, fund structures, and cross-border regulations is beneficial.

Thank you for your application but we regret only shortlisted applicants will be notified.

PERSOL Singapore Pte Ltd | EA License No. 01C4394 • UEN No. 200007268E

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