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Kerja Sepenuh Masa, Regional Head of Compliance (Asset Management) di Taylor Root - Maukerja

Regional Head of Compliance (Asset Management)

Taylor Root

Singapore

Kongsi
Simpan

Lokasi Kerja

  • Singapore

Penerangan Kerja

Tanggungjawab

We are seeking an experienced and strategic Regional Head of Compliance to lead the compliance function with a leading financial institution. This is a strategic leadership role responsible for overseeing the compliance framework across multiple jurisdictions within the region, providing regulatory guidance to senior management and business stakeholders, and fostering a strong culture of compliance across the organisation.


The successful candidate will serve as a trusted advisor to business leaders while ensuring that compliance risks are effectively identified, assessed, and managed in line with local regulatory requirements and global standards.


Key Responsibilities:

  • Lead and manage the regional Compliance function for the asset management business
  • Provide strategic compliance advice to support business alignment with regulatory requirements and the company's risk appetite
  • Oversee the design, implementation, and enhancement of compliance policies, procedures, and monitoring programmes.
  • Act as the primary liaison with regulatory authorities and manage regulatory examinations, inspections, and enquiries.
  • Monitor regulatory developments across the region and assess their impact on business operations.
  • Lead, develop, and mentor a regional team of compliance professionals.


Qualifications:

  • Minimum 12 years of experience in regulatory compliance, with a strong track record in the asset management or investment advisory space
  • Deep understanding of regulatory frameworks governing asset management activities
  • Strong leadership, communication, and stakeholder management skills

Peringatan Penting

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